| 13-03136 | 07/11/2014 | Claimant(s): John Foster, Sandra Foster
Claimant Lawyers(s): Kristian P. Kraszewiski
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Stephanie M. Wayco
Arbitrator(s): Sheldon Seligsohn
Hearing Site: Philadelphia, PA
|  | $600 |
| 13-01467 | 04/02/2014 | Claimant(s): Tao Pan
Claimant Lawyers(s): Tao Pan
Respondent(s): James Marino
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Sheldon Seligsohn
Hearing Site: Philadelphia, PA
| | $175 |
| 12-03610 | 01/14/2014 | Claimant(s): Joseph Czarnecki, Nancy Czarnecki
Claimant Lawyers(s): Glenn S. Gitomer
Respondent(s): Securities America., Michael Sztrom, Raymond Lucia, First Allied Securities., RJL Wealth Management, Raymond J. Lucia Companies.
Respondent Lawyers(s): Denis C. Dice, Michael Sztrom, Neal S. Robb
Arbitrator(s): Sheldon Seligsohn, Ethan L. Lewis, Laura A. Kaster
Hearing Site: Philadelphia, PA
| | Expungement |
| 11-00605 | 07/03/2012 | Claimant(s): Alexander Schernecke
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Wells Fargo Advisors, Jamie Baraldi, UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano, Brian A. Carlis, Edward W. Larkin
Arbitrator(s): Sheldon Seligsohn, Jerry Schuchman, Frank P. Santangelo
Hearing Site: Philadelphia, PA
| | Expungement |
| 10-02507 | 12/29/2010 | Claimant(s): Ronald Avenia
Claimant Lawyers(s): Ronald J. Avenia
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Sheldon Seligsohn
Hearing Site: Philadelphia, PA
| | $2,925 |
