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FINRA Awards for Simone A. Muscarnera

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0031505/26/2017Claimant(s): Steven Nerger
Claimant Lawyers(s): David Graff
Respondent(s): Kevin Willett, Oppenheimer & Co. Inc.
Respondent Lawyers(s): Donald Corbett
Arbitrator(s): Micalyn S. Harris, Simone A. Muscarnera, Stephen L. Lister
Hearing Site: Newark, NJ
Checkmark Icon$0
14-0149505/03/2016Claimant(s): Brian Miller
Claimant Lawyers(s): Jay J. Freireich
Respondent(s): David Briegs, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Julian F. Santos, Simone A. Muscarnera, Marc B Adelman
Hearing Site: Newark, NJ
Checkmark IconExpungement
12-0242110/31/2013Claimant(s): Susan Lark
Claimant Lawyers(s): Marc J. Gross
Respondent(s): Citigroup Global Markets., Renee Schwartz
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Simone A. Muscarnera, Kenneth J. Horowitz, Jeffrey Allen Held
Hearing Site: Newark, NJ
Checkmark IconExpungement
09-0548702/09/2011Claimant(s): Doreen Solazzo
Claimant Lawyers(s): George L. Mahr
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Barry S. Gold
Arbitrator(s): Richard D. DeVita, Simone A. Muscarnera, Timothy Mark Jayne
Hearing Site: Newark, NJ
Checkmark IconExpungement

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