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FINRA Awards for Benjamin Biard

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0173412/11/2018Claimant(s): Bruce Hink
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Benjamin Biard
Arbitrator(s): Donald Glen Russell, Raymond P. Buschmann, Michael Charles Peek
Hearing Site: Indianapolis, IN
Checkmark IconExpungement
15-0234712/18/2017Claimant(s): Jerome Courville, Laurence Courville, Raoul Courville, Courville and Company
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services., ING Financial Partners.
Respondent Lawyers(s): Benjamin Biard, Howard M. Klausmeier
Arbitrator(s): James W. Geiger, Kenneth H. Koch, Gabriel Xavier Martinez
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
11-0064911/02/2011Claimant(s): James Coffey
Claimant Lawyers(s): Arlene Gilbert
Respondent(s): David Noe
Respondent Lawyers(s): Benjamin Biard
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
Checkmark Icon$76,040

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