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FINRA Awards for Meredith F. Hoffman

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Displaying 11-16 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0180301/30/2017Claimant(s): Thomas Souran
Claimant Lawyers(s): Thomas C. Souran
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
Checkmark Icon$325
16-0257501/30/2017Claimant(s): Jack Wray
Claimant Lawyers(s): Jack C. Wray
Respondent(s): E*Trade Clearing LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Robert L. Lestina
Hearing Site: Atlanta, GA
Checkmark Icon$38
16-0048701/25/2017Claimant(s): James Gordon
Claimant Lawyers(s): James Gordon
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Peter M Brabbee, John J. Fitzpatrick, George King
Hearing Site: San Francisco, CA
Checkmark Icon$14,500
15-0325410/20/2016Claimant(s): Mehmet Akin and Adrian Akin
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): William M. Getzoff, Lawrence W. Arness, William Gibson Heller
Hearing Site: Indianapolis, IN
Checkmark Icon$0
15-0068612/22/2015Claimant(s): Robert Vanderhye, Estate of Arthur R. Vanderhye
Claimant Lawyers(s): Robert A. Vanderhye
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Robert Charkovsky, Karen L. Crump-Wilson, Lisa Blunk Johnson
Hearing Site: Washington, DC
Checkmark Icon$13,200
13-0266312/12/2014Claimant(s): Benjamin H Kwon, Castle Eurasia Corp
Claimant Lawyers(s): Benjamin H Kwon
Respondent(s): Bryan Snitselaar, E*Trade Securities LLC, Russell Scherrer, E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin, Meredith F. Hoffman, Ryan Lean, Steve Young
Arbitrator(s): Robert D. Sussin, Neil S. Jasper, Vincent J. Natoli
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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