14-00386 | 01/16/2015 | Claimant(s): Jane Kilbourn Claimant Lawyers(s): Jane C. Kilbourn Respondent(s): Frederick Fram, Jeffrey Poosch, Summit Brokerage Services. Respondent Lawyers(s): Michael J. Lang Arbitrator(s): Kathleen Maher Zouhary Hearing Site: Columbus, OH
| | $2,215 |
12-00316 | 06/05/2013 | Claimant(s): Deanna Smith, Eric Smith Claimant Lawyers(s): Kevin D. Galbraith Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Kevin R. Zehe, Joseph Edelstein, Kathleen Maher Zouhary Hearing Site: Cleveland, OH
| | Expungement |
11-00188 | 04/05/2012 | Claimant(s): Daniel Kliner, Eileen Kliner, Kliner Holstein Dairy Farm., Daniel L. Kliner and Eileen A. Kliner Re Claimant Lawyers(s): J. Douglas Drushal Respondent(s): David Stieber, Donald Graham Respondent Lawyers(s): Thomas R. Schuck Arbitrator(s): Daniel G. Zeiser, Gary B. Deutsch, Kathleen Maher Zouhary Hearing Site: Cleveland, OH
| | $197,246 |
09-05510 | 11/18/2011 | Claimant(s): Don Insul, Jacquelyn Hicks, Lillian Jalass, Lillian Jalass Trust Claimant Lawyers(s): James P. Graven Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Avi Stadler Arbitrator(s): Robert G. Conway, Kevin R. Zehe, Kathleen Maher Zouhary Hearing Site: Cleveland, OH
| | $0 |
08-00252 | 08/16/2011 | Claimant(s): Marc Miller Claimant Lawyers(s): Andrew Mills Holford Respondent(s): First Union Securities., Robert White Respondent Lawyers(s): Andrew R. Park, Robert Lee White Arbitrator(s): Rebecca A. Bowman, Kathleen Maher Zouhary, Sandra Maurer Kelly Hearing Site: Cleveland, OH
| | $0 |
10-02870 | 08/12/2011 | Claimant(s): Barbara Lynn, Barbara A. Lynn Trust Claimant Lawyers(s): Roland M. Cavalier Respondent(s): Brian Robb, Stifel, Nicolaus & Co.., John Peters Respondent Lawyers(s): James C. Browning, Jr. Arbitrator(s): Bert S Cliff, Jeffrey M. Bain, Kathleen Maher Zouhary Hearing Site: Cleveland, OH
| | Stipulated Award and Expungement |