| 19-01900 | 12/17/2019 | Claimant(s): Bonnie Taylor
Claimant Lawyers(s): Bonnie June Taylor
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Jerry D. McCormack, David J. Hase, Jessica Gibson
Hearing Site: Milwaukee, WI
|  | Dismissed by Rule 12206/12504 |
| 16-02506 | 07/12/2018 | Claimant(s): Sheldon & Judith Ferkey Revocable Trust
Claimant Lawyers(s): Michael Schaalman
Respondent(s): Judith Ferkey, TD Ameritrade Clearing., Sheldon Ferkey
Respondent Lawyers(s): Dana Sirkis Gloor, Michael Schaalman
Arbitrator(s): David J. Hase, Jonathan B. Gilbert, Susan L. Walker
Hearing Site: Milwaukee, WI
| | $0 |
| 17-00630 | 07/03/2018 | Claimant(s): Chris Schlatter
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Barry Kiront, Blake Kiernan, Stephen Kiront, Woodstock Financial Group.
Respondent Lawyers(s): Blake H. Kiernan, John E. Lawlor, Martin P. Unger
Arbitrator(s): Thomas F. Mahoney, David J. Hase, Mark A. Frankel
Hearing Site: Des Moines, IA
| | $105,000 |
| 17-00104 | 09/11/2017 | Claimant(s): Robert Sells
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Dean Kajouras, John Lowry, Yvonne Owens, Spartan Capital Holdings, Spartan Capital Securities
Respondent Lawyers(s): David A. Schrader, John Stenson, Yvonne R. Owens
Arbitrator(s): David J. Hase
Hearing Site: Des Moines, IA
| | $600 |
| 16-00336 | 05/17/2017 | Claimant(s): Kathy McKendry
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): TD Ameritrade Clearing., Kirk Spano, Bluemound Asset Management
Respondent Lawyers(s): Amanda Wright, Kirk Spano
Arbitrator(s): P. J. Boylan, David J. Hase, Philip J. Glick
Hearing Site: Milwaukee, WI
| | Stipulated Award |
| 10-03792 | 04/26/2012 | Claimant(s): Ashley Furniture Industries.
Claimant Lawyers(s): Jennifer A. Waters
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jonathan K. Youngwood
Arbitrator(s): Terry F. Peppard, David J. Hase, Victor A. Shier
Hearing Site: Milwaukee, WI
| | $1,900,000 |
| 06-03232 | 04/23/2009 | Claimant(s): Barbara Irsch
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): United Securities Alliance., WMA Securities.
Respondent Lawyers(s): Jeffrey J. Cannella, William H. McLean
Arbitrator(s): David J. Hase, Sharon A. Green, James Lewis Molloy
Hearing Site: Milwaukee, WI
| | $227,300 |
| 07-01731 | 08/01/2008 | Claimant(s): David Savoy
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Leonard Sellers, Brewer Financial Services
Respondent Lawyers(s): Amie B. Trupke, James B. Koch
Arbitrator(s): David J. Hase, Cindy Storm-Fischer, Lawrence Tepper
Hearing Site: Milwaukee, WI
| | $0 |
