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FINRA Awards for Anthony J. Soukenik

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0045002/24/2020Claimant(s): Mary Hagen
Claimant Lawyers(s): Mary Hagen
Respondent(s): Steven Stillman
Respondent Lawyers(s): Lindsay E. Wuller
Arbitrator(s): Anthony J. Soukenik, Michael S. Jordan, Kim L. Kirn
Hearing Site: St. Louis, MO
Checkmark IconDismissed by Rule 12206/12504
16-0129407/11/2017Claimant(s): Jane Snyder
Claimant Lawyers(s): Jane C. Snyder
Respondent(s): John Horseman
Respondent Lawyers(s): Jason A. Kempf
Arbitrator(s): Michael L. Lyons, Anthony J. Soukenik, Frederick Michael Switzer
Hearing Site: St. Louis, MO
Checkmark Icon$0
13-0319807/02/2014Claimant(s): Lois Roben
Claimant Lawyers(s): Lois J. Roben
Respondent(s): Jeffrey Pomeroy, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Anthony J. Soukenik
Hearing Site: St. Louis, MO
Checkmark Icon$75
12-0044304/23/2014Claimant(s): Janice Rohan, Philip Hulse
Claimant Lawyers(s): Scott J. Link
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Anthony J. Soukenik, Albert J. Haller, Jack D. Olson
Hearing Site: St. Louis, MO
Checkmark IconExpungement
10-0256504/17/2013Claimant(s): Bob Rastberger, Brad Amundson, Bridget Fletcher, Kenneth Ahrens, Perry DiClemente, Mark and Sarah Salvia, Timothy and Barbara McIntyre
Claimant Lawyers(s): Albert Watkins
Respondent(s): Michael Baker, Westrock Advisors.
Respondent Lawyers(s): Andrew Shapiro, Michael G. Baker
Arbitrator(s): Anthony J. Soukenik, Thomas J. Ray, Christopher J. Janson
Hearing Site: St. Louis, MO
Checkmark Icon$304,470
09-0595504/01/2011Claimant(s): Cathy Winston, John Winston
Claimant Lawyers(s): W. Christopher McDonough
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): M. Jane Matoesian
Arbitrator(s): Anthony J. Soukenik, Alan A. Sachs, Richard H. Kuhlman
Hearing Site: St. Louis, MO
Checkmark IconExpungement
09-0036202/24/2010Claimant(s): Patricia A. Lambert IRA, Carl E. Lambert and Patricia A. Lambert
Claimant Lawyers(s): Stuart R. Berkowitz
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Anthony J. Soukenik, James M. Stern, Heath O. Lauseng
Hearing Site: St. Louis, MO
Checkmark Icon$0
09-0327102/12/2010Claimant(s): Estate of Roger D. Emling
Claimant Lawyers(s): Christopher T. O'Connor
Respondent(s): UMB Financial Services.
Respondent Lawyers(s): Donald D. McBride
Arbitrator(s): Anthony J. Soukenik, Julie L. DeWitt, James M. Stern
Hearing Site: St. Louis, MO
Checkmark Icon$0

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