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FINRA Awards for David Lerner Associates.

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Displaying 21-30 out of 57 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0364910/12/2021Claimant(s): Marilyn Lamberta-Mosca, Marilyn Lamberta-Mosca IRA, Dennis Mosca & Marilyn Lamberta-Mosca, Marilyn Lamberta-Mosca TOD
Claimant Lawyers(s): Matt E. Wolper
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Briana K. Huffer
Arbitrator(s): Howard D. Jacob, Ann Judith Gellis, Kerry-Ann Austin
Hearing Site: New York, NY
Checkmark IconExpungement
20-0381407/16/2021Claimant(s): Thomas Keidel
Claimant Lawyers(s): Thomas Keidel
Respondent(s): David Lerner Associates., Patrick Perugino
Respondent Lawyers(s): Joseph C. Pickard, Patrick A. Perugino
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT
Checkmark Icon$6,428
19-0099903/05/2021Claimant(s): Emily Sandusky
Claimant Lawyers(s): Richard Gerace
Respondent(s): David Lerner Associates., Jeffrey Zelka
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
18-0004801/21/2021Claimant(s): Ann Tutundjian, John Mugan, Susan Tutundjian-Mugan
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Meah Rothman Tell, Richard W. Epstein, Marvin S. Lava
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
20-0225112/29/2020Claimant(s): Ferne Hassan
Claimant Lawyers(s): Ferne Hassan
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Martin R. Cramer
Hearing Site: Jersey City, NJ
Checkmark Icon$16,021
20-0063407/22/2020Claimant(s): Ashley Desilets
Claimant Lawyers(s): Ashley N. Desilets
Respondent(s): David Lerner Associates., Maxim Tulupnikoff
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Mitchell Regenbogen
Hearing Site: New York, NY
Checkmark Icon$0
20-0007707/08/2020Claimant(s): Robert Cavanagh
Claimant Lawyers(s): Michael Shannon
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph Pickard
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
Checkmark IconExpungement
19-0384305/29/2020Claimant(s): Darren Nomberg, Gerard Crean
Claimant Lawyers(s): Michael Shannon
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Amalia Chin
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
18-0131606/17/2019Claimant(s): Israel Sporn
Claimant Lawyers(s): James P Galvin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Ruthann Granito
Arbitrator(s): Laura Carraher, Michele S. Riley, Phillip Weitzman
Hearing Site: New York, NY
Checkmark IconExpungement
16-0105910/13/2017Claimant(s): Charles Sabbio and Ann Sabbio
Claimant Lawyers(s): Anthony Varbero
Respondent(s): David Lerner Associates., Robert Cavanagh
Respondent Lawyers(s): Ruthann Granito
Arbitrator(s): Sandra J. Mullings, Cheryl Feldman, Elisse R. Stern
Hearing Site: New York, NY
Checkmark Icon$205,497

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