| 12-03595 | 04/09/2013 | Claimant(s): Catherine Haas
Claimant Lawyers(s): Catherine Haas
Respondent(s): Ameriprise Financial Services., John Hughes
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Alun Hywel Jones
Hearing Site: Augusta, ME
|  | $19,879 |
| 11-03986 | 09/06/2012 | Claimant(s): William B. Brown
Claimant Lawyers(s): William B. Brown
Respondent(s): UBS Financial Services Inc., Michele Aldo
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Alun Hywel Jones, James W. Kambas, Martin J. DeGennaro
Hearing Site: Hartford, CT
| | $0 |
| 10-05675 | 06/17/2011 | Claimant(s): Bette Gell, Russell Gell, Russell and Bete Gell
Claimant Lawyers(s): Rose M. Schindler
Respondent(s): David Witter
Respondent Lawyers(s): Eric A. Lanigan
Arbitrator(s): Alun Hywel Jones
Hearing Site: Orlando, FL
| | $5,805 |
| 09-05967 | 08/24/2010 | Claimant(s): Henry Hanau, HFN Planning.
Claimant Lawyers(s): Henry Fred Hanau
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Alun Hywel Jones
Hearing Site: New York, NY
| | $0 |
| 09-04539 | 07/16/2010 | Claimant(s): Martha Brancato and Vincent Brancato
Claimant Lawyers(s): Martha Brancato
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Alun Hywel Jones
Hearing Site: New York, NY
| | $0 |
| 08-02430 | 11/25/2009 | Claimant(s): Richard Jordan
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Michael R. Robinson
Arbitrator(s): Arthur W. Pigott, James Francis Donovan, Alun Hywel Jones
Hearing Site: Birmingham, AL
| | $0 |
| 08-01186 | 04/08/2009 | Claimant(s): Paul Skomsky
Claimant Lawyers(s): Paul J. Skomsky
Respondent(s): Jason Ganton, John Orlando, Emmett A. Larkin Company.
Respondent Lawyers(s): David J. Feingold
Arbitrator(s): Alun Hywel Jones
Hearing Site: Orlando, FL
| | $0 |
| 07-03628 | 11/10/2008 | Claimant(s): David Lobato
Claimant Lawyers(s): David Lobato
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Alun Hywel Jones
Hearing Site: New York, NY
| | $0 |
