Potomac Analytics' Logo

FINRA Awards for Empire Financial Group.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0269503/19/2010Claimant(s): Betty Thomas, Trini Thomas
Claimant Lawyers(s): Randall C. Place
Respondent(s): Donald Wojnowski, Eduardo Cabrera, Ronald Eiger, Todd Havemeister, Wofai Offem, Empire Financial Group., Jesup & Lamont Securities Corp
Respondent Lawyers(s): Sarah Y Khurana, Todd A. Zuckerbrod
Arbitrator(s): Paul E. Flora
Hearing Site: Orlando, FL
Checkmark Icon$140,225
08-0083602/04/2010Claimant(s): John Ligums, Mark Leventhal, Jelco.
Claimant Lawyers(s): Pete S. Michaels
Respondent(s): Donald Wojnowski, Empire Financial Group., JESUP & LAMONT SECURITIES CORP, Penson Financial Services.
Respondent Lawyers(s): Christina Tsesmelis, Maureen A. Ryan, Todd A. Zuckerbrod
Arbitrator(s): Howard I. Wilgoren, Jeffrey P. Petrucelly, Maxwell J. Mahoney
Hearing Site: Boston, MA
Checkmark Icon$0
08-0156507/09/2009Claimant(s): Michael Greco, Salvatore Greco, Santo Greco, Cusano's Italian Bakery.
Claimant Lawyers(s): Walter J. Mathews, Walton S. Kinsey
Respondent(s): Empire Financial Group.
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Stan West, Richard J. Kaplan, Dennis J. Levin
Hearing Site: Boca Raton, FL
Checkmark Icon$90,086
08-0059712/15/2008Claimant(s): Nigel Roth
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Donald Wojnowski, Empire Financial Group.
Respondent Lawyers(s): Joshua A. Katz
Arbitrator(s): Stuart Harvey Ziegler, Les R. Campbell, Theodore Israel Herold
Hearing Site: Boca Raton, FL
Checkmark Icon$0
06-0393102/06/2008Claimant(s): Patricia Murphy
Claimant Lawyers(s): Andrew O. Whiteman
Respondent(s): Chintaman Dalvi, James Patten, Empire Financial Group., Greater Metropolitan Investment Serv., T.R. Winston & Company
Respondent Lawyers(s): Eden L. Rohrer, James Patten, Richard C. Szuch, Sheryl M. Goski, Todd Zuckerbrod
Arbitrator(s): Leon Henderson, Donald Cornelius Morrison, Alan L. Berger
Hearing Site: Raleigh, NC
Checkmark Icon$1,165,800

5 Results

Display: