| 21-00482 | 11/23/2022 | Claimant(s): Armand Ortega
Claimant Lawyers(s): Alan Baskin
Respondent(s): J.P. Morgan Securities, Ryan Schlappi, JP Morgan Chase Bank, N.A.
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Thomas A. Peterson, Jay H. Feldstein, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
|  | Expungement |
| 20-00220 | 05/28/2021 | Claimant(s): Stephen M. Salka Declaration of Trust
Claimant Lawyers(s): Alan Baskin
Respondent(s): Frank Calise
Respondent Lawyers(s): Chad R. Kaffer
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
| | Expungement |
| 16-01790 | 06/28/2017 | Claimant(s): Rosemarie McBride
Claimant Lawyers(s): Adam M. Green
Respondent(s): Wells Fargo Advisors Financial Network, Janet Horowitz
Respondent Lawyers(s): Alan Baskin, Judy Louie
Arbitrator(s): Howard R. Gaines, Jan Marie Mackulak, Robert S. Baran
Hearing Site: Phoenix, AZ
| | Expungement |
| 13-01025 | 12/29/2014 | Claimant(s): Ernst Blumenthal
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): Lawrence Labine, DeWaay Advisory, Dewaay Financial Network
Respondent Lawyers(s): Alan Baskin, Mark Davis
Arbitrator(s): Patrick J. Halter
Hearing Site: Albuquerque, NM
| | $103,070 |
| 12-00566 | 03/08/2012 | Claimant(s): Robert Peyser
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Justine Hurry, Scottsdale Capital Advisors Corp.
Respondent Lawyers(s): Alan Baskin
Arbitrator(s): Thomas Michael Dillon, Jeffrey R. Roth, Robert Charles Stamm
Hearing Site: Miami, FL
| | Expungement |
| 10-01800 | 01/07/2011 | Claimant(s): Jimmy Hair, Karen Hair, Oceans 30.
Claimant Lawyers(s): Rosemary J. Shockman
Respondent(s): Jared Roskelley, Sagepoint Financial., Keith Degreen
Respondent Lawyers(s): Alan Baskin, Robert B. Ericson, Robert D. Mitchell
Arbitrator(s): Charles W. Herf, Marc Kalish, Henry L. Dahl
Hearing Site: Phoenix, AZ
| | Expungement |
