FINRA Awards for Alan Baskin

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02020	07/18/2022	Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Peter S. Fruin Respondent(s): Mitchell Oldewurtel Respondent Lawyers(s): Alan Baskin Arbitrator(s): Deana S. Peck, Daniel Baruch Lidawer, David F. Sargent Hearing Site: Phoenix, AZ
21-02300	04/06/2022	Claimant(s): Ryan Loynd Claimant Lawyers(s): Alan Baskin Respondent(s): Coastal Equities. Respondent Lawyers(s): Francis J. Skinner Arbitrator(s): Daniel Baruch Lidawer, Jay Lawrence Witkin, Renee Bryna Gerstman Hearing Site: Phoenix, AZ
19-03494	05/21/2021	Claimant(s): Mahes Prasad Claimant Lawyers(s): Alan Baskin Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Retta A. Miller Arbitrator(s): Barbara M. Zak Hearing Site: Phoenix, AZ
18-04092	11/05/2019	Claimant(s): Marc Menton Claimant Lawyers(s): Alan Baskin Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Donald A. Corbett Arbitrator(s): Jay Lawrence Witkin, Michael Kelley, LeRoy Melvin Gilbertson Hearing Site: Phoenix, AZ
10-05591	03/14/2013	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Ho Claimant Lawyers(s): Diane C. Fischer Respondent(s): Nicolas Castaneda Respondent Lawyers(s): Alan Baskin Arbitrator(s): Paul C. Bookidis, Paul A. Cash, Loren Scott Buell Hearing Site: Phoenix, AZ