Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00315 | 09/01/2022 | Claimant(s): Tina Huston Claimant Lawyers(s): Tina Huston Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Steven Meyrich Hearing Site: Denver, CO |  | $0 |
| 20-02510 | 06/17/2022 | Claimant(s): Robert Ihrig, Susan Ihrig Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Richard Djokic Hearing Site: Denver, CO | | $12,000 |
| 21-00028 | 05/11/2022 | Claimant(s): Ian Delahunty Claimant Lawyers(s): Michael S. Hill Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Karen Roberts Washington, Will Pryor, Subvet West Hearing Site: Dallas, TX | | $365,425 |
| 21-01425 | 03/16/2022 | Claimant(s): Gary Zimmerman Claimant Lawyers(s): Bryan T. Forman Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Lawrence R. Maxwell Hearing Site: Dallas, TX | | $86,000 |
| 19-01802 | 11/12/2021 | Claimant(s): Jennifer Lona, Philip Lane Claimant Lawyers(s): Mark K. Davis Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | | $34,875 |
| 20-03160 | 10/29/2021 | Claimant(s): Matthew Simmons Claimant Lawyers(s): Matthew Simmons Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Edward W. Morris Hearing Site: Boston, MA | | $0 |
| 19-01867 | 09/08/2021 | Claimant(s): Anthony Porco Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Terrance J. Nolan, Betty Chen, John Michael Richardson Hearing Site: New York, NY | | $0 |
| 21-00370 | 07/27/2021 | Claimant(s): Misbah Eldereiny Claimant Lawyers(s): Tarek Saleh Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Kirtley M. Thiesmeyer, Shawn Michael Spaulding, William (Lee) Biddle Hearing Site: San Diego, CA | | Dismissed by Rule 12206 |
| 20-01806 | 04/14/2021 | Claimant(s): Michael Grynberg Claimant Lawyers(s): Michael Grynberg Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Hearing Site: New York, NY | | $0 |
| 18-04020 | 03/08/2021 | Claimant(s): Richard Trust Claimant Lawyers(s): Richard Trust Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Herb Schwartz, Daniel M. Yamshon, Rosalind Ramsey Tyson Hearing Site: San Francisco, CA | | $298,400 |