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FINRA Awards for Samuel B. Garber

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0136911/13/2015Claimant(s): William Call
Claimant Lawyers(s): Steven D Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Samuel B. Garber, Rita J. Jacyna Curley, Raymond P. Buschmann
Hearing Site: Chicago, IL
Checkmark Icon$0
12-0287709/11/2013Claimant(s): Ray Cahnman, Redwood Partners, L.P.
Claimant Lawyers(s): Robert J. Mottern
Respondent(s): Michael Cavallaro, Steven Hovde, Hovde Securities LLC
Respondent Lawyers(s): Gerald B. Kline, Justin J. Millette
Arbitrator(s): A. Brad Busscher, Samuel B. Garber, James Michael Bailey
Hearing Site: Chicago, IL
Checkmark IconExpungement
09-0218810/07/2010Claimant(s): John Patience, The John Patience Trust
Claimant Lawyers(s): James L. Kopecky, Kevin M. Flynn
Respondent(s): Jefferies & Company., Jefferies Investment Advisers
Respondent Lawyers(s): Matthew C. Applebaum
Arbitrator(s): John K. Notz, Henry G. Nothnagel, Samuel B. Garber
Hearing Site: Chicago, IL
Checkmark Icon$0

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