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FINRA Awards for Gregory G. Wille

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0190006/10/2014Claimant(s): Carol Tobel, Charles Tobel, Kevin Tobel, Mary Tobel, Charles M. Tobel Irrevocable Trust, Charles and Carol Tobel Rev Liv Trust, Kevin W. Tobel Irrevocable Trust, Kevin and Mary Lynn Tobel Living Trust
Claimant Lawyers(s): Matt D. Novello
Respondent(s): Jeffrey Hyman, Robert W. Baird & Co. Incorporated, AXA Distributors, AXA Equitable Life Insurance Co.
Respondent Lawyers(s): Colin M. Battersby, Gregory G. Wille
Arbitrator(s): Robert A. Vogler, A. Robert Stevenson, Anthony W. Candela
Hearing Site: Detroit, MI
Checkmark Icon$175,000
10-0440202/09/2012Claimant(s): Robert Reitman
Claimant Lawyers(s): Paul R. Erickson
Respondent(s): Christopher Calvelli, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Gregory G. Wille
Arbitrator(s): Emanuel V. Gumina, Allen D. Schwartz, Fredric R. Dichter
Hearing Site: Milwaukee, WI
Checkmark Icon$75,332
10-0277011/08/2011Claimant(s): Lois Reed, Lois W. Reed Trust
Claimant Lawyers(s): Andrew M. Holford
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Gregory G. Wille
Arbitrator(s): Benjamin B. Segel, Thomas R. Skulina, Mary Ten Eyck Taylor
Hearing Site: Columbus, OH
Checkmark Icon$0
09-0615501/14/2011Claimant(s): John A. Winter IRA, Margie M. Winter IRA, John A. Winter & Margie M. Winter, John A. Winter 401K Plan
Claimant Lawyers(s): John Winter
Respondent(s): Robert W. Baird & Co. Incorporated, Thomas Waldkirch
Respondent Lawyers(s): Gregory G. Wille
Arbitrator(s): Terry F. Peppard, Donald V. Anderson, James P. O'Donnell
Hearing Site: Milwaukee, WI
Checkmark Icon$0
08-0071603/09/2009Claimant(s): Donal Demet, Mary Demet
Claimant Lawyers(s): Paul R. Erickson
Respondent(s): Robert W. Baird & Co. Incorporated, Richard Cudahy, Thomas Linn
Respondent Lawyers(s): Gregory G. Wille
Arbitrator(s): Lawrence Tepper, Donald E. Sorensen, Michael D. Kugler
Hearing Site: Milwaukee, WI
Checkmark Icon$5,000

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