Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03698 | 08/06/2021 | Claimant(s): Tobias Lenza Claimant Lawyers(s): Anthony A. Lenza Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): David S. Richan Arbitrator(s): Mary Julia O'Connell, Hashim Ghadiali, John Warner Lowe Hearing Site: New York, NY |  | $0 |
| 19-03346 | 08/02/2021 | Claimant(s): Ted Sartin, Ted Sartin IRA Claimant Lawyers(s): Lloyd W. Gathings Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): David A. Schuler, J. Wesley Romine, Charles Lange Clark Hearing Site: Birmingham, AL | | $15,375 |
| 20-03915 | 08/02/2021 | Claimant(s): Bernadette Donisch, William Donisch Claimant Lawyers(s): William Donisch Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda H. Wright Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 21-00370 | 07/27/2021 | Claimant(s): Misbah Eldereiny Claimant Lawyers(s): Tarek Saleh Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Kirtley M. Thiesmeyer, Shawn Michael Spaulding, William (Lee) Biddle Hearing Site: San Diego, CA | | Dismissed by Rule 12206 |
| 21-00230 | 07/09/2021 | Claimant(s): Austin Jones Claimant Lawyers(s): Austin Jones Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Joyce A. Mitchell Hearing Site: Washington, DC | | $38 |
| 21-00641 | 07/09/2021 | Claimant(s): Charlie Moreno Claimant Lawyers(s): Charlie E. Moreno Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Karen Roberts Washington Hearing Site: Dallas, TX | | $0 |
| 21-00416 | 06/23/2021 | Claimant(s): Sigve Mauritzen Claimant Lawyers(s): Sigve Mauritzen Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Arthur Neil Tolciss Hearing Site: New York, NY | | $0 |
| 20-01913 | 06/21/2021 | Claimant(s): Jeremy McDonald Claimant Lawyers(s): Kyle M Kulzer Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda H. Wright Arbitrator(s): Mark A. Myers, Clarence H. Hampton, Stephanie Hunter Hearing Site: Birmingham, AL | | $0 |
| 21-00465 | 06/21/2021 | Claimant(s): Rupesh Parajuli Claimant Lawyers(s): Rupesh Parajuli Respondent(s): TD Ameritrade. Respondent Lawyers(s): Brandon K. Hemley Arbitrator(s): Diane Ciccone Hearing Site: Hartford, CT | | $600 |
| 21-00368 | 06/01/2021 | Claimant(s): Anthony Felice Claimant Lawyers(s): Anthony J. Felice Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Robert J. Scafuri Hearing Site: Columbus, OH | | $0 |