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FINRA Awards for Patricia G. Parthe

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0284107/28/2017Claimant(s): Board of County Commissioners of the Cou
Claimant Lawyers(s): Clinton W Marrs
Respondent(s): Thomas Hayes, Bosc.
Respondent Lawyers(s): Paul DeMuro
Arbitrator(s): Barry H. Barnett, Patricia G. Parthe, Harvey W Gordon
Hearing Site: Albuquerque, NM
Checkmark Icon$0
14-0380410/16/2015Claimant(s): The Jerome L. Glazer Rev Trust UAD 06/09
Claimant Lawyers(s): Jerome L. Glazer
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter M. Chena
Arbitrator(s): Patricia G. Parthe, Steven M. Guttell, Kenneth L. Mann
Hearing Site: Phoenix, AZ
Checkmark Icon$300
13-0120703/16/2015Claimant(s): James Wick
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Thomas A. Peterson, Patricia G. Parthe, Louis M. Parker
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
14-0011312/04/2014Claimant(s): George A. Francis Revocable Trust dtd 11
Claimant Lawyers(s): George A. Francis
Respondent(s): Dewey Darwin, Mark Lippman
Respondent Lawyers(s): Chad Weaver, Mark Lippman
Arbitrator(s): Patricia G. Parthe
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
09-0525510/18/2010Claimant(s): Raymond Cole
Claimant Lawyers(s): William J. Gladden
Respondent(s): Douglas Cochran, Morgan Stanley & Co.
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): Leon G. Mackey, Patricia G. Parthe, Richard D. Fincher
Hearing Site: Phoenix, AZ
Checkmark Icon$270,600

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