| 19-02638 | 03/19/2021 | Claimant(s): Vivienne Werner
Claimant Lawyers(s): Marium Siddiqui
Respondent(s): Strategic Advisory Services LLC
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Daniel J. Pagnano, Marlene Montesinos, Tracie Jackson
Hearing Site: Houston, TX
|  | $0 |
| 16-01390 | 04/05/2017 | Claimant(s): Rohn Bertoldi
Claimant Lawyers(s): Gary Menzer
Respondent(s): Steven Knowlton, IMS Securities.
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): David C. Redford, Heather Gaile Layton, Jonathan Charles Day
Hearing Site: Houston, TX
| | $27,000 |
| 16-00078 | 02/09/2017 | Claimant(s): Marcia Barfield IRA, Norman J. Barfield IRA
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): IMS Securities.
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Douglas Wade Carvell, Joseph Neal Richardson, Richard Thomas Huston
Hearing Site: Dallas, TX
| | Expungement |
| 13-02461 | 03/13/2015 | Claimant(s): JT & JT Enterprises.
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Sunset Financial Services.
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Maryanne M. Esser, Michele N. O'Brien, Jason Kyle Beale
Hearing Site: Houston, TX
| | $0 |
| 09-01724 | 05/24/2010 | Claimant(s): Clyde Byram, Meleena Byram
Claimant Lawyers(s): Steven W. Koslovsky
Respondent(s): Julie Rosenthal, William Rosenthal, Rosenthal Retirement Planning LP
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Leah A. Murray, Robert W. Dempsey, Michael William Petty
Hearing Site: St. Louis, MO
| | $52,600 |
