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FINRA Awards for Martin S. Schexnayder

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0294008/30/2021Claimant(s): Mark Sitter
Claimant Lawyers(s): Esther Treneer
Respondent(s): Calton & Associates., Capital Financial Services.
Respondent Lawyers(s): Gordon Dihle, Martin S. Schexnayder
Arbitrator(s): James Wallace Boeckman, Stephanie E. Simmons, Curtis Jay Meador
Hearing Site: Houston, TX
20-0063308/09/2021Claimant(s): Thomas Archer
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Elena DiIorio, Jonathan Charles Day, Bill Ray Haley
Hearing Site: Houston, TX
13-0098303/07/2014Claimant(s): Gary Wolf
Claimant Lawyers(s): Robert L. Rolnick
Respondent(s): Prudential Annuities Distributors, SII Investments.
Respondent Lawyers(s): Gayla C. Crain, Martin S. Schexnayder
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
09-0191211/10/2009Claimant(s): Investment Professionals.
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Alana Sanderson, Mark Bratton
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Mark C. Watler, Ross D. Friend, Oren L. Connaway
Hearing Site: Houston, TX

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