Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00167 | 05/06/2021 | Claimant(s): Honey Badger Investment Securities Claimant Lawyers(s): Joseph J. Lee Respondent(s): Oak Ridge Financial Services Group. Respondent Lawyers(s): Philip T. Colton Arbitrator(s): Marc S. Joseph Hearing Site: Los Angeles, CA | ||
| 20-01045 | 05/05/2021 | Claimant(s): George Eggers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Colonial Securities Respondent Lawyers(s): Richard Campanella Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 20-02325 | 05/05/2021 | Claimant(s): Anthony Varbero Claimant Lawyers(s): Thomas McEvoy Respondent(s): Joseph Stevens & Co.. Respondent Lawyers(s): Fabio Migliaccio Arbitrator(s): Sam Antar Hearing Site: New York, NY | ||
| 20-02364 | 05/05/2021 | Claimant(s): Zachary Feinsilver Claimant Lawyers(s): Bradley D. Schnur Respondent(s): FMSbonds. Respondent Lawyers(s): Matthew Guerrise Arbitrator(s): Perry Earl Phillips Hearing Site: Boca Raton, FL | ||
| 20-02663 | 05/05/2021 | Claimant(s): William Herf Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. C. Ziegler And Company Respondent Lawyers(s): Jon Hackbarth Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ | ||
| 20-02759 | 05/05/2021 | Claimant(s): Daniel Baumgartel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Connor Trafton Arbitrator(s): Francis Vincent Dane Hearing Site: Seattle, WA | ||
| 20-02912 | 05/05/2021 | Claimant(s): Matthew Hansen Claimant Lawyers(s): Michael Bessette Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Otis E. Hackett Hearing Site: San Diego, CA | ||
| 20-02917 | 05/05/2021 | Claimant(s): Kurt Jackson Claimant Lawyers(s): Frances Menzer Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-03455 | 05/05/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Joseph Stengel Respondent Lawyers(s): Joseph Steven Stengel Arbitrator(s): Edward W. Morris Hearing Site: Wilmington, DE | ||
| 20-02370 | 05/04/2021 | Claimant(s): Bret LaPorte Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Workman Securities Corporation Respondent Lawyers(s): Dana Vietor Arbitrator(s): Mark Stuart Gurevitz Hearing Site: Hartford, CT |