| 07-00449 | 01/11/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Ronald Powell
Respondent Lawyers(s): Melissa Villarreal Garcia
Arbitrator(s): William E. Barker
Hearing Site: Dallas, TX
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| 07-00952 | 01/11/2008 | Claimant(s): Bella Darmon
Claimant Lawyers(s): John H. West
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Theodore P. Bell
Arbitrator(s): Albert D. Sturtevant
Hearing Site: Washington, DC
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| 06-04988 | 01/10/2008 | Claimant(s): Michael Young
Claimant Lawyers(s): Michael R. Young
Respondent(s): First Kentucky Securities Corporation
Respondent Lawyers(s): R. Stan Kramer Jr.
Arbitrator(s): Carolyn K. Balleisen
Hearing Site: Louisville, KY
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| 07-00451 | 01/10/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Peter Muer
Respondent Lawyers(s): Peter M. Muer
Arbitrator(s): Harvey Wayne
Hearing Site: Boca Raton, FL
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| 07-00687 | 01/10/2008 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): William Vancleve
Respondent Lawyers(s): William Early Vancleve
Arbitrator(s): Mark I Preston, Simeon R. Trotter, Preston Deaton Rigsby
Hearing Site: Dallas, TX
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| 07-00874 | 01/10/2008 | Claimant(s): Signal Securities.
Claimant Lawyers(s): Gilbert W. Boyce
Respondent(s): James Cowan, Wells Real Estate Funds
Respondent Lawyers(s): Hazel E. (Lynn) Norris, James Cowan
Arbitrator(s): Lynne T. Albert
Hearing Site: Charlotte, NC
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| 07-01174 | 01/09/2008 | Claimant(s): Laurie Lujan
Claimant Lawyers(s): Laurie Lujan
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Marcie S. Mintz
Arbitrator(s): Kelly A. Barker
Hearing Site: Los Angeles, CA
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| 06-01589 | 01/08/2008 | Claimant(s): Timothy Martin
Claimant Lawyers(s): Timothy Martin
Respondent(s): Scott & Stringfellow
Respondent Lawyers(s): David E. Constine
Arbitrator(s): Francis M. Hall, John D. Robb, John Kevin Williams
Hearing Site: Richmond, VA
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| 06-03670 | 01/08/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michae Hampton
Respondent Lawyers(s): Albert S. Watkins
Arbitrator(s): Thomas J. Ray, Bruce S. Feldacker, Jesse David Hill
Hearing Site: St. Louis, MO
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| 07-01506 | 01/07/2008 | Claimant(s): Mesirow Financial.
Claimant Lawyers(s): A. Brad Busscher
Respondent(s): John Holoubek
Respondent Lawyers(s): John Francis Holoubek
Arbitrator(s): Daniel Baruch Lidawer
Hearing Site: Chicago, IL
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