FINRA Awards for John J. Flynn

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-01150	02/07/2023	Claimant(s): Patric Stibbe Claimant Lawyers(s): Patric Stibbe Respondent(s): T3 Trading Group Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): John J. Flynn, David I. Levine, Timothy P. Bogan Hearing Site: San Francisco, CA
20-00690	05/05/2022	Claimant(s): Richard McCollam Claimant Lawyers(s): Paul W. Thomas Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): John J. Flynn, William W. Haskell, Douglas J. Pavese Hearing Site: San Francisco, CA
20-01465	01/28/2021	Claimant(s): Brian Addington Claimant Lawyers(s): Brian Luther Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): John J. Flynn Hearing Site: San Francisco, CA
15-02041	12/24/2015	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Michael Hampton Respondent Lawyers(s): Michael Dennis Hampton Arbitrator(s): John J. Flynn Hearing Site: San Francisco, CA
12-01338	12/12/2013	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Robert B. Ericson Respondent(s): William McClendon Respondent Lawyers(s): Joseph A. Salazar Arbitrator(s): John J. Flynn, Edwin C. Shiver, Zachary Scott Rigdon Hearing Site: San Francisco, CA