| 19-00003 | 08/18/2020 | Claimant(s): Kerry Raheb
Claimant Lawyers(s): Kerry Patrick Raheb
Respondent(s): Tasin & Company., EKN Financial Services Inc., A. R. Baron & Co.., Empire Financial Group., Laidlaw & Company (UK) Ltd., Prestige Financial Center., Spartan Capital Securities
Respondent Lawyers(s): Charles Smulevitz, Diane Alexander, Larry Kirshbaum, Matthew N. Fiorovanti, Salvatore Sapienza, Thomas Michael Giugliano, Tim Moyer
Arbitrator(s): Noel B. Berman
Hearing Site: New York, NY
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| 18-02902 | 05/13/2019 | Claimant(s): Scott Shames
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, EKN Financial Services Inc.
Respondent Lawyers(s): Emily A. Hayes, Thomas Michael Giugliano
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
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| 13-02528 | 05/12/2014 | Claimant(s): Lev Muromsky
Claimant Lawyers(s): Lev Muromsky
Respondent(s): EKN Financial Services Inc.
Respondent Lawyers(s): Thomas Michael Giugliano
Arbitrator(s): Romaine L. Gardner, William G. Haviland, Robert Francis Littlejohn
Hearing Site: New York, NY
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| 11-04605 | 09/28/2012 | Claimant(s): Robert Willoughby
Claimant Lawyers(s): Robert Willoughby
Respondent(s): EKN Financial Services Inc.
Respondent Lawyers(s): Bradley D. Schnur
Arbitrator(s): Alida D. Camp
Hearing Site: New York, NY
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| 09-01505 | 11/04/2009 | Claimant(s): EKN Financial Services Inc.
Claimant Lawyers(s): Thomas Giugliano
Respondent(s): Shahriar Sabi
Respondent Lawyers(s): Barry Temkin
Arbitrator(s): Martin Mushkin
Hearing Site: New York, NY
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| 09-01506 | 09/17/2009 | Claimant(s): EKN Financial Services Inc.
Claimant Lawyers(s): Thomas Michael Giugliano
Respondent(s): Ardeshir Sabi
Respondent Lawyers(s): Barry Temkin
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
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| 07-02018 | 10/02/2008 | Claimant(s): EKN Financial Services Inc.
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Andrew Grant
Respondent Lawyers(s): Mark D. Hunter
Arbitrator(s): Romaine L. Gardner, Alexander Forti, John T. Cafferty
Hearing Site: New York, NY
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| 08-00617 | 10/01/2008 | Claimant(s): EKN Financial Services Inc.
Claimant Lawyers(s): Richard R. Borgner
Respondent(s): Ahmad Wares
Respondent Lawyers(s): Ahmad Wares
Arbitrator(s): William E.S. Browning
Hearing Site: New York, NY
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