| 20-03418 | 02/17/2022 | Claimant(s): Christopher Lee
Claimant Lawyers(s): Christopher Lee
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): David B. Dyer, Andrea U. Calve, Douglas Wade Carvell
Hearing Site: Dallas, TX
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| 20-00518 | 02/11/2022 | Claimant(s): Brok-Alan Woodward-Griffith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jim Geiger
Hearing Site: Manchester, NH
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| 21-01729 | 12/17/2021 | Claimant(s): Benjamin Lau
Claimant Lawyers(s): Frances Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Travis L. Salmon
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
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| 21-00535 | 12/07/2021 | Claimant(s): Kevin Hodson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Mark Stuart Gurevitz
Hearing Site: Boston, MA
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| 19-03654 | 11/15/2021 | Claimant(s): Clinton Rinehart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
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| 21-01046 | 10/27/2021 | Claimant(s): Tina Wang
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
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| 19-00372 | 08/23/2021 | Claimant(s): Joao Lopes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Robert L. Chase
Hearing Site: Manchester, NH
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| 20-01826 | 08/06/2021 | Claimant(s): Jonathan Hoelscher
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Harlita R. Tomlinson
Hearing Site: Cincinnati, OH
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| 20-02170 | 06/25/2021 | Claimant(s): Gregory Lee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Kenneth R. Starr
Hearing Site: Raleigh, NC
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| 19-01048 | 12/31/2020 | Claimant(s): Dillon Pacholek
Claimant Lawyers(s): Cody L. Towns
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sarah E. Moffett
Arbitrator(s): Karen Roberts Washington, Phyllis Sandra Hill, Alonso Buitron
Hearing Site: Dallas, TX
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