Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00868 | 12/06/2022 | Claimant(s): Stephen Williams Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): NEXT Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): Harvey R. Linder, Nathan Allen Collins, Cynthianther May Hearing Site: Birmingham, AL | ||
| 18-03812 | 01/03/2020 | Claimant(s): NEXT Financial Group. Claimant Lawyers(s): Todd Ratner Respondent(s): Erryn Barkett Respondent Lawyers(s): James C. Cosby Arbitrator(s): Nancy E. Watters Hearing Site: Richmond, VA | ||
| 18-01326 | 01/08/2019 | Claimant(s): NEXT Financial Group. Claimant Lawyers(s): Michael A. Rodriguez Respondent(s): Douglas Simanski Respondent Lawyers(s): Douglas P. Simanski Arbitrator(s): Stuart C. Gaul, Arthur Lewis Goldberg, Frank C. Botta Hearing Site: Pittsburgh, PA | ||
| 13-01230 | 11/29/2013 | Claimant(s): NEXT Financial Group. Claimant Lawyers(s): Gary Klein Respondent(s): Christopher Ordway Respondent Lawyers(s): Christopher Edward Ordway Arbitrator(s): Richard D. Fincher Hearing Site: Phoenix, AZ | ||
| 11-00100 | 08/03/2011 | Claimant(s): NEXT Financial Group. Claimant Lawyers(s): Owen P. McGill Respondent(s): Jonda Lowe Respondent Lawyers(s): Clifford J. Hunt Arbitrator(s): Fred W. Beesley Hearing Site: Nashville, TN | ||
| 11-00102 | 08/02/2011 | Claimant(s): NEXT Financial Group. Claimant Lawyers(s): Owen P. McGill Respondent(s): Randall Simpson Respondent Lawyers(s): Randall Simpson Arbitrator(s): Robert P. Porter Hearing Site: Raleigh, NC | ||
| 11-00101 | 06/23/2011 | Claimant(s): NEXT Financial Group. Claimant Lawyers(s): Owen P. McGill Respondent(s): David Naefke Respondent Lawyers(s): David Naefke Arbitrator(s): William S. Hopkins Hearing Site: Houston, TX | ||
| 07-01194 | 11/06/2008 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): David Fowler, Donna Furgal, Eric Wasson, NEXT Financial Group. Respondent Lawyers(s): Ami Shah Arbitrator(s): Marilyn H. Zuckerman, Laura M. Nelson, Alan Harry Roth Hearing Site: Boston, MA |