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FINRA Awards for L.L.C.

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Displaying 21-30 out of 42 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0295004/10/2015Claimant(s): AXA Advisors, AXA Network, L.L.C.
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Michael Mendelsohn
Respondent Lawyers(s): Michael Mendelsohn
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
13-0121501/14/2014Claimant(s): James Sondell
Claimant Lawyers(s): James M. Sondell
Respondent(s): Melvin Securities, L.L.C.
Respondent Lawyers(s): Michael Wise
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
12-0141211/26/2013Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Robert Ainbinder
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Jerry P. DeNigris, Linda J. Baer, Bryan David Glass
Hearing Site: Newark, NJ
12-0321409/16/2013Claimant(s): Prudential Annuities Distributors
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Eric J. Dec
Arbitrator(s): Richard Slavin, Alice Holly Oshins, James J. Gadarowski
Hearing Site: Hartford, CT
12-0413209/12/2013Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Dimitrios Koutsoubos
Respondent Lawyers(s): Dimitrios Koutsoubos
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
12-0144108/30/2013Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Royce Alan Burns, Peggy Lewis Kennedy, Floyd W. McRae
Hearing Site: Atlanta, GA
12-0399805/23/2013Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Nicholas D'amico
Respondent Lawyers(s): Nicholas D'Amico
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
12-0301005/15/2013Claimant(s): Edo Smidtsrod
Claimant Lawyers(s): Edo Smidtsrod
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Ali Sabetghadam
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
12-0205601/24/2013Claimant(s): James Howland
Claimant Lawyers(s): James H. Howland
Respondent(s): Melvin Securities, L.L.C.
Respondent Lawyers(s): Michael Wise
Arbitrator(s): G. Gale Roberson
Hearing Site: Chicago, IL
12-0007508/01/2012Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Donald Watson
Respondent Lawyers(s): Donald Watson
Arbitrator(s): Douglas Martin Crow
Hearing Site: Portland, OR

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