| 13-03438 | 02/11/2015 | Claimant(s): Patrick Broome
Claimant Lawyers(s): Whitman B. Johnson
Respondent(s): Paxton Farese, Sound Financial Strategies Group, The Farese Group
Respondent Lawyers(s): Mark D. Griffin, Patrick F. McAllister
Arbitrator(s): Richard C. Downing, Coleman Robert Perry, Onnig Hatchig Dombalagian
Hearing Site: Jackson, MS
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| 11-00908 | 04/25/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Douglas Farr
Respondent Lawyers(s): Frank C. "Kim" Breese
Arbitrator(s): P. Drake Mann, Arthur W. Pigott, Eric Spencer Buchanan
Hearing Site: Jackson, MS
| | |
| 12-04279 | 03/28/2013 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): S. Lawrence Polk
Respondent(s): Brent Trulove
Respondent Lawyers(s): Brent Derek Trulove
Arbitrator(s): David W. Dresnick
Hearing Site: Jackson, MS
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| 12-00705 | 03/14/2013 | Claimant(s): Morgan Stanley, Morgan Stanley & Co.
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Michael Highfill
Respondent Lawyers(s): Lance Arney
Arbitrator(s): Mark A. Myers, James Kee Irvin, Richard J. Clement
Hearing Site: Jackson, MS
| | |
| 11-00906 | 08/27/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): William Cross
Respondent Lawyers(s): Frank Breese
Arbitrator(s): Arthur W. Pigott, Mark A. Myers, James E. Bolin
Hearing Site: Jackson, MS
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| 11-03913 | 06/11/2012 | Claimant(s): Daniel Davis, Jerome Skow
Claimant Lawyers(s): Michael C. Moran
Respondent(s): Patricia Rugg, Stephen Rugg
Respondent Lawyers(s): Patricia A. Rugg, Stephen H. Rugg
Arbitrator(s): Mark A. Myers
Hearing Site: Jackson, MS
| | Expungement |
| 10-05046 | 02/29/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Thomas Watts
Respondent Lawyers(s): Charles W. Wright
Arbitrator(s): Patricia B. Lehtola
Hearing Site: Jackson, MS
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| 09-04883 | 07/29/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Blake Daniels
Respondent(s): Hubert Runnels
Respondent Lawyers(s): Hubert L. Runnels
Arbitrator(s): Eli Bensky
Hearing Site: Jackson, MS
| | |
| 07-00724 | 03/07/2008 | Claimant(s): Michael Bodino, Paul Westervelt, Coker, Palmer, Phillips & Mullen.
Claimant Lawyers(s): E. Barney Robinson
Respondent(s): Sterne, Agee & Leach.
Respondent Lawyers(s): Patricia C. Diak
Arbitrator(s): Frederick S. Duncan, David T. Maddux, Kenneth I. Daniels
Hearing Site: Jackson, MS
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