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FINRA Awards for Patrick Broome

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0343802/11/2015Claimant(s): Patrick Broome
Claimant Lawyers(s): Whitman B. Johnson
Respondent(s): Paxton Farese, Sound Financial Strategies Group, The Farese Group
Respondent Lawyers(s): Mark D. Griffin, Patrick F. McAllister
Arbitrator(s): Richard C. Downing, Coleman Robert Perry, Onnig Hatchig Dombalagian
Hearing Site: Jackson, MS

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