| 22-02677 | 05/17/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Joseph Desapio
Respondent Lawyers(s): Joseph C. Desapio
Arbitrator(s): Judith C. Zerden
Hearing Site: New York, NY
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| 19-02737 | 07/07/2022 | Claimant(s): Easterly Securities LLC
Claimant Lawyers(s): Michael R. Tein
Respondent(s): Avshalom Kalichstein, Darrell Crate, Thomas Bassinger, Easterly Capital LLC
Respondent Lawyers(s): Eric R. LeBlanc, Michael R. Tein
Arbitrator(s): Judith C. Zerden, Doris B. Nathan, Katherine Cooper
Hearing Site: New York, NY
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| 21-01920 | 03/11/2022 | Claimant(s): Alicia Hinojosa Gutierrez
Claimant Lawyers(s): Daniel J. Kaiser
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Judith C. Zerden, Phillip Weitzman, Serge Krimnus
Hearing Site: New York, NY
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| 18-03169 | 02/26/2020 | Claimant(s): Christopher Blum
Claimant Lawyers(s): Joshua K. Bromberg
Respondent(s): Thomas Bovitz, Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Adam Pekor
Arbitrator(s): Judith C. Zerden, Daniel Robbins, Edward Farrelly Smith
Hearing Site: New York, NY
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| 18-02692 | 10/24/2019 | Claimant(s): Hitesh Mittal
Claimant Lawyers(s): Jacob W. Buchdahl
Respondent(s): ITG Inc.
Respondent Lawyers(s): Andrew Gordon
Arbitrator(s): Judith C. Zerden, Benjamin L. Anderson, Mariane A. Liebowitz
Hearing Site: New York, NY
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| 18-02747 | 07/26/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Bruce Garelick
Respondent Lawyers(s): Bruce F. Garelick
Arbitrator(s): Judith C. Zerden
Hearing Site: New York, NY
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| 15-01344 | 06/30/2016 | Claimant(s): Richard Alter, William Assatly
Claimant Lawyers(s): Richard S. Alter
Respondent(s): Fabrizio Lentini, Gurterath Buttar, Mercator Associates
Respondent Lawyers(s): Fabrizio D. Lentini, Gurterath Manni Singh Buttar, Manni Buttar
Arbitrator(s): Judith C. Zerden, Ira S. Cure, Harris L. Berenholz
Hearing Site: New York, NY
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