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FINRA Awards for Voya Financial Advisors.

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Displaying 11-20 out of 31 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0063308/09/2021Claimant(s): Thomas Archer
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Elena DiIorio, Jonathan Charles Day, Bill Ray Haley
Hearing Site: Houston, TX
20-0272007/08/2021Claimant(s): Joseph Marino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
20-0284906/23/2021Claimant(s): Jacob Gold
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
20-0250206/01/2021Claimant(s): Melissa Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Craig Charles Beles
Hearing Site: Seattle, WA
20-0200603/26/2021Claimant(s): James Underhill
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
20-0282002/05/2021Claimant(s): Donna DeSanctis
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
20-0066311/27/2020Claimant(s): Daniel Misse
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Sherry R. Wetsch
Hearing Site: New Orleans, LA
20-0169111/27/2020Claimant(s): Voya Financial Advisors.
Claimant Lawyers(s): Brian J Palmeri
Respondent(s): John Arnold
Respondent Lawyers(s): John Richard Arnold
Arbitrator(s): Bert P. Krages
Hearing Site: Seattle, WA
20-0081111/09/2020Claimant(s): Frank Bain, Mark Bain
Claimant Lawyers(s): Matt Wolper
Respondent(s): Veravest Investments., Voya Financial Advisors.
Respondent Lawyers(s): Christina Vourakis, Mark H. Stepakoff
Arbitrator(s): David William Hickman
Hearing Site: Portland, OR
20-0046510/13/2020Claimant(s): Frankie Brin
Claimant Lawyers(s): Harris Freedman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL

31 Results

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