FINRA Awards for Sanford C. Bernstein & Co.

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Displaying 8 out of 8 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-03051	04/19/2024	Claimant(s): Sanford C. Bernstein & Co., AllianceBernstein, L.P. Claimant Lawyers(s): Christopher C. Coss Respondent(s): Charles Lynch, Elijah Dornstreich, UBS Financial Services Inc., Ryan DePaul Respondent Lawyers(s): Gary J. Lieberman, James L. Komie Arbitrator(s): Richard Lewis Zack, Colin Bell, Hope A. Comisky Hearing Site: Philadelphia, PA
22-02027	06/02/2023	Claimant(s): Richard Weaver Claimant Lawyers(s): Eric Bensky Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Sarah Zimmer Arbitrator(s): Edmund Timothy Donovan Hearing Site: New York, NY
22-01926	05/08/2023	Claimant(s): Robert Westropp Claimant Lawyers(s): Eric A. Bensky Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Sarah Zimmer Arbitrator(s): Leon Fox Hearing Site: Chicago, IL
22-01958	02/14/2023	Claimant(s): Daniel Pacella Claimant Lawyers(s): Eric Bensky Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Sarah Zimmer Arbitrator(s): Andrew M. Schmertz Hearing Site: New York, NY
22-01630	01/20/2023	Claimant(s): Adam Epstein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc., Sanford C. Bernstein & Co. Respondent Lawyers(s): Eric A. Bensky, Omar Perez Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY
22-00105	09/07/2022	Claimant(s): Kenneth Mayer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Eric A. Bensky Arbitrator(s): Susan Romano Hearing Site: New York, NY
18-04449	12/23/2019	Claimant(s): Marcus Kline Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Daniel M. White Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY
18-00448	08/20/2018	Claimant(s): Robert Rothman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Daniel White Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY