FINRA Awards for Jamie J. Worden

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-03010	07/24/2024	Claimant(s): John Girgis Claimant Lawyers(s): Tosh Grebenik Respondent(s): Worden Capital Management LLC, Brookstone Securities., Legend Securities. Respondent Lawyers(s): David W. Locy, Jamie J. Worden, Salvortore C. Caruso Arbitrator(s): Jeffrey Alan Helewitz, Kathleen Cawley, Gerald M. Levine Hearing Site: New York, NY
23-00040	03/29/2024	Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation, Worden Capital Management LLC, Aegis Capital Corp. Respondent Lawyers(s): Daniel Scott Furst, Emily A. Hayes, Jamie J. Worden Arbitrator(s): Cheryl H. Agris, John Clark Van Steen, Susan Romano Hearing Site: New York, NY
22-02016	05/08/2023	Claimant(s): Joseph Fallarino Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Joseph Stone Capital L.L.C., Worden Capital Management LLC Respondent Lawyers(s): Damian Maggio, Jamie J. Worden Arbitrator(s): Thomas M. Amadio, Mary Julia O'Connell, Eric Goldman Hearing Site: New York, NY