Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
20-03393 | 02/02/2021 | Claimant(s): Equitable Advisors, Equitable Network Claimant Lawyers(s): Raha Assadi Respondent(s): Patrick Carberry Respondent Lawyers(s): John F. O'Riordan Arbitrator(s): John F. Burns Hearing Site: Philadelphia, PA | ||
20-01466 | 01/29/2021 | Claimant(s): Kevin Janus Claimant Lawyers(s): Stephan Louviere Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
20-02080 | 01/06/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Scott Kaufman Respondent Lawyers(s): Michael R. McFarlin Arbitrator(s): John J. Jordan, Robert C. Scanlan, Mark H. Stein Hearing Site: Philadelphia, PA | ||
20-00100 | 12/30/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Megan Christensen Respondent(s): Christopher Bryan Respondent Lawyers(s): Christopher J. Bryan Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA | ||
19-02879 | 12/18/2020 | Claimant(s): Tracy Ellis Claimant Lawyers(s): Samuel Wilson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Heather Z. Steele Arbitrator(s): Mary L. Sims, Mark H. Stein, Rachael Luken Carp Hearing Site: Philadelphia, PA | ||
20-00929 | 12/10/2020 | Claimant(s): Richard Towey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Adam M. Weaver Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
20-01243 | 12/10/2020 | Claimant(s): Scott Kleiman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsy L. Vasko Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
20-03201 | 12/08/2020 | Claimant(s): Bradford Bernstein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Julie K. Chapin Hearing Site: Philadelphia, PA | ||
20-01804 | 12/01/2020 | Claimant(s): Brian Walsh Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Ameritas Investment Company Respondent Lawyers(s): Andrea D. Snowden Arbitrator(s): John F. Burns Hearing Site: Philadelphia, PA | ||
20-01242 | 11/17/2020 | Claimant(s): Christopher Tuck Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA |