| 10-03952 | 06/18/2012 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Robert Kampfer
Respondent Lawyers(s): Robert Neal Kampfer
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 09-01400 | 11/24/2010 | Claimant(s): Kenneth Epstein
Claimant Lawyers(s): Kenneth Robert Epstein
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Michael E. Olney, Barbara J. Glenns, Frank Irizarry
Hearing Site: New York, NY
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| 08-02101 | 03/10/2010 | Claimant(s): Michael Keleher
Claimant Lawyers(s): Saul Roffe
Respondent(s): Christian Wagner, Richard Patrick, ING Financial Partners.
Respondent Lawyers(s): Luigi Spadafora, Paula D. Shaffner, Richard Vincent Patrick
Arbitrator(s): Edward L. Levine, Edith M. Novack, Dawn Suzanne Simon Talbot
Hearing Site: Newark, NJ
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| 07-03541 | 09/03/2009 | Claimant(s): Agile Investments.
Claimant Lawyers(s): David E. Robbins
Respondent(s): D & D Securities., Solaris Alternative Capital Partners
Respondent Lawyers(s): Jeffrey Rosen, Paula D. Shaffner
Arbitrator(s): Mary Ann M. Melchiorre, Stephen T. Mayhew, Timothy J. Tarpey
Hearing Site: Philadelphia, PA
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| 06-05265 | 02/27/2009 | Claimant(s): William Gomez
Claimant Lawyers(s): William J. Clements
Respondent(s): William Fretz, The Keystone Equities Group, L.P.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Cornelius C. Clancy, Edward Blumstein, Ronald J. Bolognese
Hearing Site: Philadelphia, PA
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| 07-02052 | 08/11/2008 | Claimant(s): Libucki and Company.
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Birchwood Securities Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Michael D. Neft, Kenneth Joseph Beahan, Court O. Anderson
Hearing Site: Philadelphia, PA
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