| 17-03370 | 07/05/2018 | Claimant(s): Richard Fisher
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Edward Jones
Respondent Lawyers(s): Joseph D'Elia
Arbitrator(s): Jack A. Helms
Hearing Site: Raleigh, NC
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| 16-01231 | 10/10/2017 | Claimant(s): Jarold Stokes
Claimant Lawyers(s): John R. Garner
Respondent(s): Edward Jones
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): John J. Fitzpatrick, Jonathan H. Krotinger, Herbert Siegfried Emmrich
Hearing Site: San Francisco, CA
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| 14-03102 | 08/31/2017 | Claimant(s): Estate of Margie R. Gerrard
Claimant Lawyers(s): Scott T. Beall
Respondent(s): James Gunn, Louis Zemek, Edward Jones
Respondent Lawyers(s): Clinton J. Simpson, Roy O. Parker
Arbitrator(s): Thomas L. Maschmeyer, Patricia Best Vital, Walter Phillip Scott
Hearing Site: Memphis, TN
| | Expungement |
| 16-01360 | 08/17/2017 | Claimant(s): Rebecca Gillette
Claimant Lawyers(s): Michael S. Smith
Respondent(s): Dominick Ferranto, Jason Lashbrook, Edward Jones
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Anthony D. McCaffrey, Kevin R. Zehe, Ira A. Auerbach
Hearing Site: Buffalo, NY
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| 16-03593 | 08/16/2017 | Claimant(s): Douglas Bielefeldt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Jeffrey M. Allen
Hearing Site: Portland, OR
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| 16-01788 | 06/30/2017 | Claimant(s): Ryan Flynn
Claimant Lawyers(s): Kristopher P Diulio
Respondent(s): Edward Jones
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Harvey C. Flodin, Robert B. Hansohn, Gregory Douglas Stone
Hearing Site: Los Angeles, CA
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| 15-01751 | 06/19/2017 | Claimant(s): Dalas Gundersen
Claimant Lawyers(s): John R. Garner
Respondent(s): Edward Jones
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Lester Friedman, Robert Sachs Mandelson, John Burritt McArthur
Hearing Site: San Francisco, CA
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| 16-02928 | 05/18/2017 | Claimant(s): John Lindsey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
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| 16-00917 | 05/02/2017 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Dudley Dupuis, Wells Fargo Advisors, Llc
Respondent Lawyers(s): Victor Hayslip
Arbitrator(s): Steven P. Gregory, Mark A. Myers, James L. Warren
Hearing Site: Birmingham, AL
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| 15-00682 | 12/07/2016 | Claimant(s): Stacy Foote
Claimant Lawyers(s): Devin W. Bone
Respondent(s): Edward Jones
Respondent Lawyers(s): Richard W. Warren
Arbitrator(s): Tracy L. Allen, Earlene R. Baggett-Hayes, Frank Todd Aiello
Hearing Site: Detroit, MI
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