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FINRA Awards for Janney Montgomery Scott LLC

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Displaying 11-20 out of 52 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0376611/08/2019Claimant(s): John Kline
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc., Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill Clarke, Jonathan C. Schwartz
Arbitrator(s): Margaret Elizabeth Gee
Hearing Site: Raleigh, NC
18-0438309/12/2019Claimant(s): Todd Mitchell
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
17-0234603/01/2018Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill Clarke
Respondent(s): Curtis Pritchard
Respondent Lawyers(s): Curtis J. Pritchard
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
17-0053912/12/2017Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): John Pritchard
Respondent Lawyers(s): John Kenneth Pritchard
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
17-0216811/29/2017Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill Clarke
Respondent(s): James Pettit
Respondent Lawyers(s): James Albert Pettit
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
17-0191511/13/2017Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Charles Jenkins
Respondent Lawyers(s): Charles M. Jenkins
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Pittsburgh, PA
15-0146601/25/2017Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Jason Meil
Respondent Lawyers(s): Jason T. Meil
Arbitrator(s): David Paul Clark
Hearing Site: Washington, DC
16-0155601/13/2017Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): David Seigerman
Respondent Lawyers(s): David Seigerman
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
16-0180111/04/2016Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Charles Jenkins
Respondent Lawyers(s): Charles Jenkins
Arbitrator(s): Barry Goldman
Hearing Site: Pittsburgh, PA
13-0347805/25/2016Claimant(s): Kimberly Welsh
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): B. J. Krintzman, Xiomara Corral, Thomas Matthew Madden
Hearing Site: Boston, MA

52 Results

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