| 20-00159 | 12/19/2022 | Claimant(s): William Barkow
Claimant Lawyers(s): Richard Roth
Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Daniel Robbins, Peter McClellan Wright, Vivian Rivera Drohan
Hearing Site: New York, NY
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| 20-00151 | 01/25/2022 | Claimant(s): Joseph Gunnar & Co. LLC
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Brandon Pflaum, Cesar Pozo, Worden Capital Management LLC, Joseph Alagna, Matthew Gates, Miguel Cabarcas
Respondent Lawyers(s): John E. Lawlor, Richard Roth
Arbitrator(s): Ilene Barbara Zatkin-Butler, Paul C. Kurland, Jeanne M. Keefe
Hearing Site: New York, NY
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| 16-03665 | 09/13/2019 | Claimant(s): Gerald Sharpe
Claimant Lawyers(s): John E. Lawlor
Respondent(s): David Levine, David Rich, Glenn Worman, National Securities Corporation, Robert Fagenson
Respondent Lawyers(s): Richard Roth
Arbitrator(s): Robert J. McDonnell, Marvin L. Schuldiner, Paul G. Garjian
Hearing Site: Newark, NJ
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| 10-00813 | 12/06/2012 | Claimant(s): Aaron Segal, David Landskowsky, Eric Rubenstein, Scott Cardone, Timothy Herrmann, Todd Harrigan
Claimant Lawyers(s): Richard Roth, Ross Carmell
Respondent(s): Byron Crowe, Dwight Badger, Keith Daubenspeck, Advanced Equities.
Respondent Lawyers(s): Howard Elisofon
Arbitrator(s): Stewart E. Winner, Susan Y. Chin, W. Alexander Melbardis
Hearing Site: New York, NY
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