FINRA Awards for Gregory G. Gocek

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Displaying 21-26 out of 26 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-02870	03/28/2019	Claimant(s): Denise Klemens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. C. Ziegler And Company Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Gregory G. Gocek Hearing Site: Milwaukee, WI
18-00821	03/04/2019	Claimant(s): Michael Lukas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL
18-00739	05/18/2018	Claimant(s): Owen McBride Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Gregory G. Gocek Hearing Site: Cleveland, OH
17-01624	03/16/2018	Claimant(s): Mary Wright Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group, Morgan Stanley, Morgan Stanley DW Inc. Respondent Lawyers(s): Alan S. Brodherson, Nicholas Y. Lin Arbitrator(s): Gregory G. Gocek Hearing Site: Denver, CO
17-00140	12/18/2017	Claimant(s): Christopher Delong Claimant Lawyers(s): Nicholas Iavarone Respondent(s): Morgan Stanley Respondent Lawyers(s): Steven M. Malina Arbitrator(s): Reggie C. Giffin, Gregory G. Gocek, Zachary Lee Berkstresser Hearing Site: Kansas City, MO
16-01070	03/17/2017	Claimant(s): Laurie Marchel Claimant Lawyers(s): Alice K. Jump Respondent(s): Invesco Distributors. Respondent Lawyers(s): Yvette V. Gatling Arbitrator(s): Gregory G. Gocek, Sheldon Weinhaus, Mary O'Connell Smith Hearing Site: St. Louis, MO