FINRA Awards for Wilmington, DE

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 21-30 out of 56 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02280	01/22/2021	Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Christopher Wright Respondent Lawyers(s): Christopher Thomas Wright Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
20-01793	12/23/2020	Claimant(s): Todd Roselle Claimant Lawyers(s): Brian Luther Respondent(s): Cambridge Investment Research., Securian Financial Services. Respondent Lawyers(s): Richard H. Kuhlman, Richard J. Babnick Arbitrator(s): Patrick R. Westerkamp Hearing Site: Wilmington, DE
20-01015	12/17/2020	Claimant(s): Richard Braverman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation, Geneos Wealth Management. Respondent Lawyers(s): James Noblett, Victoria H. Buter Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
20-01034	12/09/2020	Claimant(s): Samuel Monchik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation, Geneos Wealth Management. Respondent Lawyers(s): James Noblett, Victoria H. Buter Arbitrator(s): Guillermo L. Bosch Hearing Site: Wilmington, DE
20-01381	11/19/2020	Claimant(s): Kristina Connell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Hearing Site: Wilmington, DE
20-00148	08/20/2020	Claimant(s): Robert Bruner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
19-00446	06/26/2020	Claimant(s): Alan Gottlob Claimant Lawyers(s): Alan Gilmore Respondent(s): Private Consulting Group. Respondent Lawyers(s): Robert L. Keys Arbitrator(s): Alan J. Blocher, Gordon M. Wase, Robert E. Anderson Hearing Site: Wilmington, DE
19-02021	06/18/2020	Claimant(s): Kevin Fox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Capital Financial Services. Respondent Lawyers(s): Gordon Dihle Arbitrator(s): Patrick R. Westerkamp Hearing Site: Wilmington, DE
19-02294	03/25/2020	Claimant(s): Richard Conway Claimant Lawyers(s): Tosh Grebenik Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
19-01864	02/27/2020	Claimant(s): Nick Meyers, Philip Stern Claimant Lawyers(s): Eric A. Michaels Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle Osting Arbitrator(s): Jim Geiger Hearing Site: Wilmington, DE