FINRA Awards for Wilmington, DE

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-20 out of 56 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02449	05/04/2022	Claimant(s): G. Keever Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle B. Mayfield Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
20-02384	11/16/2021	Claimant(s): David Holtz Claimant Lawyers(s): Christopher D. Warren Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
21-00484	10/27/2021	Claimant(s): Eddie Ghabour Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equity Services. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
21-00546	10/15/2021	Claimant(s): Kristina Connell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Grove Point Investments Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Linda J. Baer Hearing Site: Wilmington, DE
20-04108	08/13/2021	Claimant(s): Samuel Monchik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Guillermo L. Bosch Hearing Site: Wilmington, DE
20-04107	08/11/2021	Claimant(s): Richard Braverman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
20-02700	06/14/2021	Claimant(s): Wayne Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Louis H Miron Hearing Site: Wilmington, DE
20-02757	05/21/2021	Claimant(s): Thomas O'Rourke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
20-03455	05/05/2021	Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Joseph Stengel Respondent Lawyers(s): Joseph Steven Stengel Arbitrator(s): Edward W. Morris Hearing Site: Wilmington, DE
20-02374	03/11/2021	Claimant(s): Caroline Girgis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): John James McGovern Hearing Site: Wilmington, DE