22-02054 | 04/06/2023 | Claimant(s): John Redhead Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Maurice M. Feller, Howard B. Scherer, Karl A. Vogeler Hearing Site: Tampa, FL
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20-02518 | 02/26/2021 | Claimant(s): David Bennett Claimant Lawyers(s): Elaine M. Rice Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Robert M. Zimmerman Arbitrator(s): Joel F. Martineau, Thomas J. Patka, Howard B. Scherer Hearing Site: Tampa, FL
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13-03496 | 03/02/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sara Soto Respondent(s): Gustavo Mattei Zapata Respondent Lawyers(s): Gustavo Miguel Mattei Zapata Arbitrator(s): Seth L. Finkel, Guillermo A. Gleizer, Howard B. Scherer Hearing Site: San Juan, PR
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08-04609 | 03/23/2010 | Claimant(s): Jan Carr Claimant Lawyers(s): Anthony B. Haller Respondent(s): Uvest Financial Services Group. Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Elliot B. Platt, John L. Braxton, Howard B. Scherer Hearing Site: Philadelphia, PA
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07-01842 | 05/06/2009 | Claimant(s): Ryan Beck & Co. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Gennaro Vuono, William Bucci Respondent Lawyers(s): John N. Salla Arbitrator(s): Richard A. Purkiss, Andrew W. Davitt, Howard B. Scherer Hearing Site: Philadelphia, PA
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07-02053 | 01/15/2008 | Claimant(s): Libucki and Company Claimant Lawyers(s): Debra G. Speyer Respondent(s): PennMont Securities Respondent Lawyers(s): Richard B. Feinberg Arbitrator(s): Howard B. Scherer Hearing Site: Philadelphia, PA
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