FINRA Awards for John Cotter

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-02084	09/27/2012	Claimant(s): Richard Dumont Claimant Lawyers(s): Peter M. Bizinkauskas Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Michael H. Gibson Arbitrator(s): Sandor I. Rabkin, John Joseph Cotter, Frank Sanclemente Hearing Site: Boston, MA
09-04153	07/28/2010	Claimant(s): Daniel Hanover Claimant Lawyers(s): Laurie Alexander-Krom Respondent(s): Cowen & Company Respondent Lawyers(s): Lloyd S Clareman Arbitrator(s): Robert J. Ambrogi, Thomas J. Donoghue, John Joseph Cotter Hearing Site: Boston, MA
08-03941	02/24/2010	Claimant(s): Leerink Swann LLC Claimant Lawyers(s): David C. Casey Respondent(s): Martin Joyce Respondent Lawyers(s): Thomas J. Butters Arbitrator(s): John A. Goc, Pete S. Michaels, John Joseph Cotter Hearing Site: Boston, MA
08-02086	07/01/2009	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Peter Dolan Respondent Lawyers(s): Robert A. Boncore Arbitrator(s): Dallas Whitney Coffman, Stephen Z. Frank, John Joseph Cotter Hearing Site: Boston, MA
07-03246	02/09/2009	Claimant(s): Roger Coyle Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): Gerald H. Powers, John Joseph Cotter, Zenon Charles Tencza Hearing Site: Boston, MA