FINRA Awards for John B. Sprung

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-00213	04/16/2015	Claimant(s): Philip Lefkowitz Claimant Lawyers(s): David Hirschberg Respondent(s): UBS Securities LLC Respondent Lawyers(s): Kevin Leblang Arbitrator(s): Linda J. Baer, John B. Sprung, Peter Susser Hearing Site: New York, NY
14-00087	03/27/2015	Claimant(s): Mayank Chamadia Claimant Lawyers(s): Jonathan Sack Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Partrick W. Shea Arbitrator(s): Roger M. Deitz, John B. Sprung, Brian John Gallagher Hearing Site: New York, NY
08-02811	10/16/2009	Claimant(s): John Griff Claimant Lawyers(s): Daniel A. Pollack Respondent(s): National Banc Financial., National Bank of Canada Financial, Putnam Lovell NBF Securities. Respondent Lawyers(s): Lauren Reiter Brody Arbitrator(s): John B. Sprung, Alan Steven Brodherson, James D. Muir Hearing Site: New York, NY
08-01829	03/30/2009	Claimant(s): Armodios Papagianakis Claimant Lawyers(s): Armodios N. Papagianakis Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Russel D. Francisco Arbitrator(s): John B. Sprung Hearing Site: New York, NY