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FINRA Awards for John B. Sprung

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0470905/06/2010Claimant(s): Roger Gimbel
Claimant Lawyers(s): Arthur M. Handler
Respondent(s): Stephen Degroat, Jesup & Lamont Securities Corp
Respondent Lawyers(s): Michael Kalmus, Todd Zuckerbrod
Arbitrator(s): Susan C. Lushing, John B. Sprung, James M. Rhodes
Hearing Site: New York, NY
Checkmark Icon$0
06-0524610/17/2008Claimant(s): Valentine Pitheckoff
Claimant Lawyers(s): Valentine Pitheckoff
Respondent(s): Louis Liberatore, Great Eastern Securities.
Respondent Lawyers(s): Derick Johnson, Louis Liberatore
Arbitrator(s): Bruce K. Isenberg, John B. Sprung
Hearing Site: New York, NY
Checkmark Icon$90,000

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