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FINRA Awards for Oppenheimer & Co..

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Displaying 191-199 out of 199 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0327401/13/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Edward McNally
Respondent Lawyers(s): Edward M. McNally
Arbitrator(s): Philip W. Burge, Salvatore A. Sciortino, Joel D. Davidman
Hearing Site: Los Angeles, CA
08-0013212/12/2008Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Richard Coloni
Respondent Lawyers(s): Richard Coloni
Arbitrator(s): Matthew Loguercio
Hearing Site: New York, NY
04-0313411/17/2008Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): CIBC World Markets Corp., Sami Daher
Respondent Lawyers(s): Joseph J. Sullivan, Sami N. Daher
Arbitrator(s): Steven Samson, John E. Sundeen, A. Brad Busscher
Hearing Site: Chicago, IL
08-0041510/17/2008Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Steven Waldman
Respondent Lawyers(s): Mark Charles
Arbitrator(s): Matthew Loguercio
Hearing Site: New York, NY
08-0108209/26/2008Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Peter Brown
Respondent Lawyers(s): Peter Brown
Arbitrator(s): James R. Dickson
Hearing Site: San Francisco, CA
05-0153808/07/2008Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Kenneth Cecil
Respondent Lawyers(s): Jon D. Cohen
Arbitrator(s): Fay Clayton, Daniel Baruch Lidawer, Kathleen Hoey Gorr
Hearing Site: Chicago, IL
07-0138602/05/2008Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Richard Schwartz
Respondent Lawyers(s): Richard A. Schwartz
Arbitrator(s): Garrick A. Rollert
Hearing Site: Detroit, MI
07-0173411/21/2007Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Gregg Iezza
Respondent Lawyers(s): Gregg Thomas Iezza
Arbitrator(s): Laura M. Nelson
Hearing Site: Boston, MA
05-0148810/26/2007Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Anthony DeMarco
Respondent Lawyers(s): Grover S. Parnell
Arbitrator(s): Sandor I. Rabkin, Allan E. Johnson
Hearing Site: Boston, MA

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