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FINRA Awards for Oppenheimer & Co..

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Displaying 111-120 out of 199 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0446507/02/2014Claimant(s): Daniel Becerra
Claimant Lawyers(s): S. Adam Spiewak
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Jodi S. Cohen
Arbitrator(s): Basil Lewis, Richard J. Stall, Joseph C. Watson
Hearing Site: Los Angeles, CA
14-0023406/16/2014Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): David Levenstein
Respondent Lawyers(s): David Joseph Levenstein
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
13-0011606/10/2014Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Ellen J. Abrams
Hearing Site: Boca Raton, FL
13-0046104/11/2014Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Jeremy Tintle
Respondent Lawyers(s): Jeremy Gerald Tintle
Arbitrator(s): Karla Y. Vogel, Henry W. Grady, Robert A. Dean
Hearing Site: Atlanta, GA
12-0182203/19/2014Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Kevin Saia
Respondent Lawyers(s): Kevin Saia
Arbitrator(s): Kenneth J. Horowitz, Gerald Joseph Coughlin, Jonathan Christian Byron
Hearing Site: Newark, NJ
12-0144502/14/2014Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Wade Lawrence
Respondent Lawyers(s): Wade James Lawrence
Arbitrator(s): Mark L. Williams, Franklin Lewis Broyles, Joseph Anthony Girgenti
Hearing Site: Dallas, TX
12-0426801/08/2014Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Richard Labriola
Respondent Lawyers(s): Richard Edward Labriola
Arbitrator(s): Vincent C. Pangia, Sandra D. Parker, David Francis MacNair
Hearing Site: New York, NY
13-0107510/15/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Donald McBirney
Respondent Lawyers(s): Donald James Mcbirney
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
12-0326610/08/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Emmanuel Kouyoumdjian
Respondent Lawyers(s): Emmanuel Kouyoumdjian
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
13-0099610/08/2013Claimant(s): Ryan Brookman
Claimant Lawyers(s): Ryan Paul Brookman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Leo Kogan
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA

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