FINRA Awards for Donita M. King

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Displaying 7 out of 7 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-02802	07/28/2014	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Andrew R. Park Respondent(s): John McLean Respondent Lawyers(s): John A. McLean Arbitrator(s): Clarence Jordan Ball, Donita M. King, JoAnne Lewis Nolte Hearing Site: Richmond, VA
13-03082	05/14/2014	Claimant(s): United Brokerage Services Claimant Lawyers(s): Rose L. Wilson Respondent(s): John Pickens Respondent Lawyers(s): John Morgan Pickens Arbitrator(s): Donita M. King Hearing Site: Charleston, WV
13-02012	01/07/2014	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): Walter Bernard Respondent Lawyers(s): Walter Jeffrey Bernard Arbitrator(s): Donita M. King Hearing Site: Raleigh, NC
11-02203	08/08/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Edward J. Heffernan Respondent(s): David Capps Respondent Lawyers(s): Paul G. Beers Arbitrator(s): Clarence Jordan Ball, Stuart H. Dunn, Donita M. King Hearing Site: Richmond, VA
10-01652	06/20/2011	Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Patrick J. Howley Respondent(s): James Godsey Respondent Lawyers(s): Gary C. Byler Arbitrator(s): C. Gregory Ellison, Michael E. Scullin, Donita M. King Hearing Site: Norfolk, VA
09-06006	03/25/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jonathan E. Levine Respondent(s): John Faircloth Respondent Lawyers(s): John E. Faircloth Arbitrator(s): William A. Collison, Donita M. King, Lester Neal Ellis Hearing Site: Raleigh, NC
09-03003	04/09/2010	Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): Jason Williams, Wells Fargo Advisors Respondent Lawyers(s): Henry I. Willett Arbitrator(s): Anthony J. Frank, Stuart H. Dunn, Donita M. King Hearing Site: Richmond, VA