Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02796 | 03/24/2020 | Claimant(s): Marc Silverman Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 19-02183 | 01/21/2020 | Claimant(s): Mikhail Filshtinskiy Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jamie J. Helman Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 19-00934 | 01/10/2020 | Claimant(s): Ronald Clark Claimant Lawyers(s): Debra A Jenks Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gayle B. Carlson Hearing Site: Tampa, FL | ||
| 19-01494 | 12/24/2019 | Claimant(s): Tyler Harrelson Claimant Lawyers(s): Matthew Wolper Respondent(s): Sagepoint Financial., Cetera Advisors LLC Respondent Lawyers(s): Benjamin J. Biard, Gregory Curley Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 18-03828 | 04/26/2019 | Claimant(s): Eileen Kanoski Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Joseph R. Soraghan Hearing Site: St. Louis, MO | ||
| 18-03479 | 04/08/2019 | Claimant(s): Alejandro Mendieta Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Sidney J. Wartel Hearing Site: Miami, FL | ||
| 18-03482 | 04/02/2019 | Claimant(s): Alejandro Mendieta Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Mark C. Perry Hearing Site: Miami, FL | ||
| 18-03484 | 02/15/2019 | Claimant(s): Alejandro Mendieta Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Mark A Bilawsky Hearing Site: Miami, FL | ||
| 18-02404 | 12/10/2018 | Claimant(s): Robert Jones Claimant Lawyers(s): Benjamin J. Biard Respondent(s): M Holdings Securities. Respondent Lawyers(s): Susan Provencher Arbitrator(s): Gary M. Landau Hearing Site: Boca Raton, FL |