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FINRA Awards for Wells Fargo Advisors

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Displaying 201-210 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0157912/23/2014Claimant(s): Jonathan Phillips
Claimant Lawyers(s): Gilbert C. Laite
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Lynne T. Albert, Michael J. Henke, Stephen Gregg Ellis
Hearing Site: Raleigh, NC
14-0121212/22/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan A. Scobie
Respondent(s): Louis Melone
Respondent Lawyers(s): Louis Michael Melone
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
12-0096312/11/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Andrew Donofrio
Respondent Lawyers(s): Andrew Donofrio
Arbitrator(s): S. Charles Tabak, Paul G. Garjian, Ellen Dolores Walsh
Hearing Site: Newark, NJ
14-0084912/10/2014Claimant(s): Michael Ovitt
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
14-0205512/08/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Todd Ratner
Respondent(s): Michael Vallee
Respondent Lawyers(s): Michael V. Valllee
Arbitrator(s): Robert L. Yeager
Hearing Site: Dallas, TX
13-0200711/26/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Matthew Westley
Respondent Lawyers(s): Desmond P. Curran
Arbitrator(s): Robert S. Sugarman
Hearing Site: Chicago, IL
14-0133511/26/2014Claimant(s): John McHugh
Claimant Lawyers(s): Joshua D. Jones
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Frederick Michael Switzer
Hearing Site: St. Louis, MO
14-0037711/25/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mary Jo Hamill Cantu
Respondent(s): Sidney Banks
Respondent Lawyers(s): Sidney Eugene Banks
Arbitrator(s): C. Sumpter Logan
Hearing Site: Little Rock, AR
12-0209911/12/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Cletus Emeziem
Respondent Lawyers(s): Cletus Enyinia Emeziem
Arbitrator(s): Harvey C. Flodin, Deana S. Peck, John Edward Perry
Hearing Site: Phoenix, AZ
13-0317511/12/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY

571 Results

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