| 17-00718 | 09/20/2018 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Richard F. Lubarsky
Respondent(s): Jonathan Ayer, Karley Carto, Luis Decastro
Respondent Lawyers(s): Barton E. Centauro, Richard F. Lubarsky
Arbitrator(s): Patrick R. Westerkamp, Karen Kupersmith, Michael Jonathan Chazan
Hearing Site: Providence, RI
| | |
| 15-00485 | 01/26/2018 | Claimant(s): Michael Kouromihelakis
Claimant Lawyers(s): Anthony J. Pantuso
Respondent(s): Hartford Fire Insurance Company
Respondent Lawyers(s): Miguel A. Escalera
Arbitrator(s): Melinda S. Milberg, Henry Theodore Vogt, Patrick R. Westerkamp
Hearing Site: Hartford, CT
| | |
| 16-03052 | 05/31/2017 | Claimant(s): Thomas Ahern
Claimant Lawyers(s): Dennis G Peatrowsky
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Smitham
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Philadelphia, PA
| | |
| 16-03245 | 05/30/2017 | Claimant(s): John Barrett
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lacy M. Triplett
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Newark, NJ
| | |
| 15-01370 | 09/02/2016 | Claimant(s): Walter Kukowski
Claimant Lawyers(s): Robert Knuts
Respondent(s): Wells Fargo Advisors, PNC Investments LLC
Respondent Lawyers(s): Demain J. Betz, Gary J. Lieberman
Arbitrator(s): Patrick R. Westerkamp, Esq.
Hearing Site: Newark, NJ
| | |
| 15-01393 | 04/08/2016 | Claimant(s): Amr Aboulmagd
Claimant Lawyers(s): Amr Mostafa Aboulmagd
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Jeffrey A. Sturgeon
Arbitrator(s): Patrick R. Westerkamp, Esq.
Hearing Site: Philadelphia, PA
| | |
| 13-03131 | 01/15/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan M. Christensen
Respondent(s): Steve Marciniak
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Gordon M. Wase, John Joseph Borzi, Patrick R. Westerkamp, Esq.
Hearing Site: Philadelphia, PA
| | |
| 12-00862 | 07/29/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan Marmion Christensen
Respondent(s): Todd Leonhardt
Respondent Lawyers(s): Dennis J. Smith
Arbitrator(s): Alan Shaw, Patrick R. Westerkamp, Esq., Edward James O'Dowd
Hearing Site: Newark, NJ
| | |
| 11-02680 | 10/18/2012 | Claimant(s): Saundra Genoni
Claimant Lawyers(s): John E. MacDonald
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Thomas Durkin
Respondent Lawyers(s): Amy M. Fritsky
Arbitrator(s): Mark H. Stein, Patrick R. Westerkamp, Esq., Timothy James Potero
Hearing Site: Philadelphia, PA
| | |
